Regulation – Page 246
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Archive
37% of brokers fail competence check
FSA review finds insufficient evidence of training and competence
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Features
Proving the system
Charles Maddocks explains how to meet FSA requirements for effective systems and controls
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Archive
FSA to ease burden of client money rules
Regulator responds as survey highlights high administrative costs on brokers
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Features
Clarifying our expectations
After a busy first year, Stephen Bland, director of small firms at the FSA, clarifies the FSA's role and what it expects of smaller general insurance brokers
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Archive
Confusion over FSA principles and rules
Enforcement action taken over breaches of Treating Customers Fairly principle
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Archive
'Gold plating' review to check Euro red tape
FSA moves to examine rules in anticipation of Davidson Review changes
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Archive
FSA to review post-sale care
Move follows concerns about clarity of policyholder information
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Features
Border crossing
Charles Rix examines some of the reasons for the popularity of the Part VII process
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Archive
FSA backs off broker disclosure threat
But brokers' efforts to find a market solution praised
