Do brokers REALLY understand client money and risk transfer? Why fined One Call may not be alone

One call client money warning

Compliance consultants have urged brokers to check their TOBAs, and make sure they are well-versed in the rules on client money, after One Call was slapped with a £684,000 fine and trading restriction expected to cost £4.6m

This is premium content - you need to be a subscriber to access it.
(If you’re already a subscriber, please sign in here.)

Subscribe for full access

Subscribe for full access - Take out a print and online or online only subscription

Take out a print and online or online only subscription and you will get immediate access to:

  • Breaking industry news as it happens
  • Expert analysis and comment from industry leaders
  • Unlimited access to all stories, including premium content
  • Full access to all our online archive

Get access now subscribe today

Alternatively, REGISTER to receive free email alerts