Regulation – Page 152
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Online onlyTop 10 client money mistakes
FSA consultation brings brokers’ handling of client money under scrutiny
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NewsFSA plans broker audit shake-up
Consultation paper also moots banning conditional risk transfer
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NewsBad CMCs face £30k payouts under new MoJ rules
MoJ hands complaint handling over to Legal Ombudsman
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NewsFSA stops former Coversure franchisee from trading
Eric Lung not a “fit and proper person,” regulator says
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NewsGender pricing gap disappears as ECJ ruling looms - Tiger
Price comparison site reveals men are getting cheaper deals than women
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Online onlyBiba to fight FSA changes to compensation scheme
FSCS review intended to make scheme fairer could see brokers paying higher levies
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Online onlyShould brokers fear the regulator?
The FSA investigation into Barbon following its mis-selling of contents insurance policies could signal the start of a tougher regulatory stance on brokers
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NewsCompliance spend up as Solvency II looms
Avoiding scandal another factor in planned extra hires
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NewsCompany boards untrained on Solvency II, says KPMG
Report reveals 80% of boards have received less than 15 hours training on new directive
