Regulation – Page 274

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Compliance Zone

2004-06-17T00:00:00Z

This week the Compliance Zone tackles some perimeter issues. Many are unclear as to the limits of FSA regulation and are not sure whether certain activities fall within the FSA's regulatory ambit. …
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Regulation would 'decimate' UK risk managers, warns Chown

2004-06-16T00:00:00Z
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Dubai regulator joins insurance supervisors association

2004-06-15T00:00:00Z
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GISC warns on notification of material changes

2004-06-14T00:00:00Z
Archive
Demand for qualifications set to rise, says CII

2004-06-11T00:00:00Z
Archive
Alexander adds Ars

2004-06-10T00:00:00Z
Archive
Latest news from the FSA

2004-06-10T00:00:00Z
Archive
Beware, this watchdog has sharp teeth which it is not afraid to use

2004-06-10T00:00:00Z

The FSA's enforcement powers are not to be taken lightly, says Harriet Quiney
Archive
Compliance Zone

2004-06-10T00:00:00Z
Archive
FSA 'failed to consult properly', reveals RPC survey

2004-06-08T00:00:00Z
Archive
FSSC publishes Exam Review consultation results

2004-06-08T00:00:00Z
Archive
Regional insurance news roundup

2004-06-08T00:00:00Z

News from Sedgefield, Stockport and Radcliffe...
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Rics challenges regulation of secondary intermediaries

2004-06-07T00:00:00Z
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Arch Capital recieves FSA approval for UK subsidiary

2004-06-07T00:00:00Z
Archive
Omni Whittington appoints FSA's Whitcher

2004-06-03T00:00:00Z
Archive
FSA bans former Equitable Life chief executive for 6 years

2004-06-03T00:00:00Z
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FSA sent out 2,314 'minded to authorise' letters by end of May

2004-06-03T00:00:00Z
Archive
Q&A

2004-06-03T00:00:00Z

Steve White answers a question on client money in a motor dealer's business
Archive
Co-mingling client and insurer monies offers brokers breathing space

2004-06-03T00:00:00Z

The FSA has acted to resolve the confusion over client money rules, says Steve White
Archive
Complianze Zone

2004-06-03T00:00:00Z