Regulation – Page 274
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Archive
Regulating the sales process
The retail customer is at the heart of the FSA' s regulatory requirements, so staff training and competency are vital, says Colin Rawlings
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Archive
FSA publishes consultation paper on FOS and FSCS funding
The FSA has published consultation paper CP04/4...
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Archive
Regulation seminar series for intermediaires announced
BM Agency Services, a provider of financial and insurance products for intermediaries has launched a series of regulatory seminars which will take place throughout the country
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Features
Claims: who's in control?
Our panel of experts discusses the problems of claims management and litigation, and alternative methods of settling disputes
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Archive
Make a stand on co-mingling
Broker systems will suffer if co-mingling is not allowed, says Grant Ellis
