Regulation – Page 276
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Archive
Client money is of strategic significance
The choices brokers make on client monies will shape their future success, say John Quigley and Joe Egerton
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Archive
Brokers hit by compliance cost
Over half of brokers polled underestimated the cost of FSA compliance
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Archive
Brian Hague compares statutory and non-statutory trusts
A statutory trust account is the more straight-forward method and does not require a trust deed.
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Archive
Non-statutory trusts - what's the use?
In the second part of her look at managing client money, Alex Peterkin explains the case for using non-statutory trusts
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Features
The question puzzling applicants
Firms applying for authorisation are getting stuck at the question relating to client money. Alex Peterkin explains your options
