Regulation – Page 287
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Safety In Numbers
Networks offer a refuge for brokers from the regulator, but it will cost their independence. Their decision to join is not easy, but it will have to be made very soon, says John Jackson
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GISC wrangle on 'naughty' list
Current regulator faces legal wrangle on disclosure of member files
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Airmic says DWP's EL report does not go far enough
Peter Berring, chair of the Airmic liability special interest group, has slammed the DWP report on employers' liability (EL).
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Take advantage of the lighter touch
Accurately classifying your customers now could mean big savings later, says David Goodley
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Identify your clients regulatory category
Brokers shouldn't be rushing into applications for authorisation. First it is important to know if your clients are carrying out regulated activities themselves, says Alex Peterkin
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Charting the governance course
A corporate governance plan is an essential part of getting authorised, says Geraldine Wright
