Regulation – Page 196
-
NewsDrive Assist alleged to have falsified hire days
Former employee turns whistleblower, firm insists it was a ‘misunderstanding’
-
Markets & RisksBe prepared
IPT reforms are due to become law next month. But brokers are bamboozled by the changes, unveiled by Alistair Darling to an unsuspecting industry just over two months ago
-
Online onlyDrive Assist in whistleblower allegations
Insurers considering their response to leaked email
-
Online onlyFSA risks becoming a 'lame duck' after Sants exit
Hector Sants’ resignation will throw insurance sector into confusion, says City law firm RPC
-
-
Online onlyFSA raps Manchester director Sixsmith over client money
Bridgewater House UK director Matthew Sixsmith can not hold senior roles in financial services industry
-
People & OpinionDo more (a lot more) than tick the boxes
Solvency II is more than a compliance exercise; it’s a chance to fine-tune business practice
-
Online onlyHarris Balcombe becomes Biba associate member
Claims specialists to provide expertise on claims management
-
-
Online onlyFSA begins corporate governance consultation
Regulator outlines latest steps to address corporate governance at firms
-
Online onlyFSA fines Sett Valley
Directors of Sett Valley Insurance Services also fined for breaches
-
NewsBrokers’ client money handling comes under FSA scrutiny
Regulator threatens stringent measures if inconsistencies and accountability do not improve
-
NewsConservatives’ Hoban tells Lloyd’s: ‘We will shut the FSA’
Proposals still unclear over who would regulate insurance industry
-
NewsGallagher gets hand on full £18m jewellers’ block account
Marsh sale was major factor in broker Wexler taking specie account from HSBC, sources say
-
Online onlyLumley, Simpson and Plumeri to speak at Biba 2010
Keynote speakers lined up for this year's Biba conference in London
-
-
Online onlyBiba Blog: What's in the drawer?
There'll be no furry animals, according to Biba boss Eric Galbraith
-
Online onlyFSA raises client money concerns with broker CEOs
Regulator writes to broker bosses to outline concerns after visits
-
Online onlyInsurers risk liability
Broker at centre of doctors insurance scam highlights sticky issue for insurers
-
Online onlyBolton broker hit with fine and ban
Mortgage broker who also sold insurance failed to act with 'competence and capability'
