Regulation – Page 280
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Features
Brokers to face profit wipe-out
Regulation costs estimated at between 4% and 18% of brokerage.
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Archive
GISC rulings won't carry
The FSA would be unable to rely on information supplied by GISC about brokers and insurers involved in disciplinary proceedings, according to experts.Last month, it was revealed that GISC was seek ...
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Features
This week's question
This week's question deals with the status of a motor trader when he allows a customer use of a courtesy carQuestion: If a motor dealer allows a customer the use of a courtesy car while hi ...
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Features
2004 is a big year for brokers
While the focus of 2003 was about consultation and discussion, this year will be about the practical implementation of the rules. The final rules are set to be published at the end of this month. ...
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Features
Our strategy for achieving FSA compliance
Our starting point to FSA compliance was a GISC audit in October 2002. This identified some shortcomings and forced us to produce a compliance plan. Early on, we identified from the health-check a ...
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Archive
93% of brokers plan to go it alone
Broker survey suggests a positive response to FSA regulation
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Archive
Going the extra mile
The approaching regulation may smother the diversity of the broking community, but you can stand out by doing that bit extra, says David Pentleton
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Archive
Compliance Zone
The debate surrounding risk transfer has been dramatically re-ignited with the news (Insurance Times 11 December) that the FSA is taking a "dim view" of plans by some insurers to avoid …
